Insurance Authority (IA)

Name of Company: Charles Monat Associates Limited
Licence No.: FB1070
Type of Licence: Insurance Broker Company Licence
Line of Business: Long Term Business (including Linked Long Term Business) and General Business
Company No.: 06596473
Address: 12/F, St George’s Building, 2 Ice House Street, Central, Hong Kong

Monetary Authority Singapore (MAS)

Name of Company: Charles Monat Associates Pte Ltd
Licence No.: FA100019
Type of Licence: Financial Adviser’s Licence
Regulated Activities:

1. Advising others, either directly or through publications or writings, and whether in electronic, print or other form, concerning life policies, other than (a) in the manner specified in paragraph 2 of the Second Schedule to the Financial Advisers Act 2001; or (b) advising on corporate finance within the meaning of the Securities and Futures Act 2001.
2. Advising others by issuing or promulgating research analyses or research reports, whether in electronic, print or other form, concerning life policies.
3. Arranging of any contract of insurance in respect of life policies, other than a contract of reinsurance.

Company No.: 200405282G
Address: 9 Raffles Place, Republic Plaza, #57-02, Singapore 048619

National Association of Insurance Commissioners (NAIC)

Name of Company: Charles Monat Associates LLC
License No.: 15746534
Type of License: Insurance Producer
Registration No.: 1883107 (MA)
Company No.: 1023238
Company category: Insurance Broker (Producer) License
Address (registered): 84 State Street, Boston, MA 02109, United States

Financial Industry Regulatory Authority (FINRA)

Registration. No: 37157
Name of Broker Dealer: The Leader’s Group Inc.
Address (registered): 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120-4475, United States
Registration No.: 5673080

Name of Company: Charles Monat Associates AG
Company No.: CHE-469.487.855
Address: Fraumünsterstrasse 27, 8001 Zürich, Switzerland

Labuan Financial Services Authority / Lembaga Perkhidmatan Kewangan Labuan (LFSA)

Name of Company: Charles Monat Associates Limited
Licence No.: BS2019128
Type of Licence: Licence to carry on Labuan Insurance Broking Business
Licensed Business: Labuan insurance broking business as defined under section 101 of the Labuan Financial Services and Securities Act 2010
Company No.: LL15206
Address (Registered): Brumby Centre, Lot 42, Jalan Muhibbah, 87000 Labuan F.T. Malaysia
Address (Labuan) : Office Suite 1651, Level 16(A), Main Office Tower, Financial Park Complex Labuan, Jalan Merdeka, 87000 Labuan F.T. Malaysia
Address (Kuala Lumpur) : Level 3A, Block E, Platinum Sentral, Jalan Stesen Sentral 2, Kuala Lumpur Sentral, 50470 Kuala Lumpur

Regulated by Dubai Financial Services Authority (DFSA)

Name of Company: Charles Monat Associates Limited
DFSA Reference No.: F005417
License No. (commercial license).: CL3197
Licensed Business:

1. Advising on Financial Products – Rights under a Long Term Insurance contract
2.  and Arranging Deals in Investments – Rights under a Long Term Insurance contract

Address: Unit GD-PB-05-06-OF-03, Level 6, Gate District Precinct Building 05, Dubai International Financial Centre, Dubai, 507269, United Arab Emirates