BUSINESS DESCRIPTION

HONG KONG

 

Insurance Authority (IA)

Licence No.: FB1070

Type of Licence: Insurance Broker Company Licence

Name of Company: Charles Monat Associates Ltd

Company No.: 80034

Address: 12/F, St George's Building, 2 Ice House Street, Hong Kong

CE: LI Sin Fun Sylvania

Line Of Business Permitted: General Insurance, Long Term (including linked long term) Insurance

Status: Active

 

Mandatory Provident Fund Schemes Authority (MPFA)

MPF Registration No.: IC000199

Name of Company: Charles Monat Associates Ltd

Company No.: 80034

Address: 12/F, St George's Building, 2 Ice House Street, Hong Kong

Frontline Regulator: Insurance Authority

Status: Active
 

Insurance Authority (IA)

Licence No.: FA3106

Type of Licence: Insurance Agency Licence

Name of Company: Charles Monat Agency Ltd

Company No.: 516122

Address: 12/F, St George's Building, 2 Ice House Street, Hong Kong

Appointing Insurer: Transamerica Life (Bermuda) Ltd.

Responsible OfficerCHAI Sze Man

Status: Active
                                                                                                                 

SINGAPORE

 

Monetary Authority of Singapore (MAS)

License No.: FA100019

Name of Company: Charles Monat Associates Pte Ltd

Company No.: 200405282G

Address: 80 Raffles Place, UOB Plaza 1#26-01/02, Singapore 048624

CEO: WONG Chun Meng Martin

Company category: Financial Adviser's Licence Holder 
Regulated Activities:                                                                         

Advising others, either directly or through publications or writings, and whether in electronic, print or other form, concerning the following investment products, other than (i) in the manner specified in paragraph 2 of the Second Schedule to the Financial Advisers Act (Cap. 110); or (ii) advising on corporate finance within the meaning of the Securities and Futures Act (Cap. 289)

  •   Life policies

Advising others by issuing or promulgating research analyses or research reports, whether in electronic, print or other form, concerning the following investment products

  •   Life policies                                         

Arranging of any contract of insurance in respect of life policies, other than a contract of reinsurance

Exempt Insurance Broker: No

Status: Active

UNITED STATES OF AMERICA

 

National Association of Insurance Commissioners (NAIC)

Registration No.: 1883107 (MA)

Name of Company: Charles Monat Associates LLC

Company No.: 1023238

Address (registered) : 191 Union Street, Holden, MA, 01520 United States

Managing Director: ADAMS Stephanie

Company category: Insurance Broker (Producer) License

Status: Active

Financial Industry Regulatory Authority (FINRA)

Registration. No: 37157

Name of Broker Dealer: The Leader’s Group Inc.

Address (registered): 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120-4475, United States

 

Registration No.: 5673080

Name of Broker Dealer: ADAMS Stephanie (through The Leader’s Group Inc.)

Address (registered): 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120-4475, United States

Status: Active

 

LIECHTENSTEIN

 

Financial Market Authority (FMA)

Registration No.: 10101

Name of Company: Charles Monat Associates AG

Company No.: FL-0002.511.251-6

Address: Landstrasse 123, 9495 Triesen, Liechtenstein

Responsible Officer: GUÉLAT Yves

Company category: Insurance Broker License

Line Of Business Permitted: Life Insurance, Unit-Linked/fund-Linked Life Insurance, Protection Life Insurance

Status: Active

SWITZERLAND

 

Registration No.: NA

Name of Company:  Charles Monat Associates AG

Company No.: CHE-469.487.855

Address (registered): Bleicherweg 10, 8002 Zürich, Switzerland

Responsible Officer: GUÉLAT Yves

Status: Active

LABUAN (MALAYSIA)

 

Labuan Financial Services Authority Federal Territory of Labuan Malaysia - (LFSA)
Lembaga Perkhidmatan Kewangan Labuan

Registration No.: BS2019128

Name of Company: Charles Monat Associates Limited

Company No.: LL15206

Address (registered): Brumby Centre, Lot 42, Jalan Muhibbah, 87000 Labuan F.T., Malaysia

Principal officer: KOH Nikki

Licensed business: Labuan insurance broking business as defined under section 101 of the Labuan Financial Services and Securities Act 2010

Status: Active

DUBAI INTERNATIONAL FINANCIAL CENTRE

 

Dubai Financial Services Authority (Regulated by the DFSA)

Registration No.: F005417

Name of Company: Charles Monat Associates Limited

Company No. (commercial license).: CL3197

Address: Unit GD-PB-05-06-OF-03, Level 6, Gate District Precinct Building 05, Dubai International Financial Centre, Dubai, 507269, United Arab Emirates

SEO: CHOPRA Rahul

Licensed business: Advising on Financial Products and Arranging Deals in Investments

Status: Active

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