业务描述

Hong Kong

Insurance Authority (IA)
Licence No.: FB1070
Type of Licence: Insurance Broker Company Licence
Name of Company: Charles Monat Associates Ltd
Company No.: 80034
Address: 12/F, St George’s Building, 2 Ice House Street, Hong Kong
Responsible Officer: WONG Kwok Wai Berry
Line Of Business Permitted: General Insurance, Long Term (including linked long term) Insurance
Status: Active

Mandatory Provident Fund Schemes Authority (MPFA)
MPF Registration No.: IC000199
Name of Company: Charles Monat Associates Ltd
Company No.: 80034
Address: 12/F, St George’s Building, 2 Ice House Street, Hong Kong
Frontline Regulator: Insurance Authority
Status: Active

Insurance Authority (IA)
Licence No.: FA3106
Type of Licence: Insurance Agency Licence
Name of Company: Charles Monat Agency Ltd
Company No.: 516122
Address: 12/F, St George’s Building, 2 Ice House Street, Hong Kong
Appointing Insurer: Transamerica Life (Bermuda) Ltd.
Responsible Officer: CHOW Ming Sze Katherine
Status: Active

Singapore

Monetary Authority Singapore (MAS)
Licence No.: FA100019
Name of Company: Charles Monat Associates Pte Ltd
Company No.: 200405282G
Address: 80 Raffles Place, UOB Plaza 1#26-01/02, Singapore 048624
CEO: KOH Nikki
Company category: Financial Adviser’s Licence Holder
Regulated Activities: Advising others, either directly or through publications or writings, and whether in electronic, print or other form, concerning the following investment products, other than (i) in the manner specified in paragraph 2 of the Second Schedule to the Financial Advisers Act (Cap. 110); or (ii) advising on corporate finance within the meaning of the Securities and Futures Act (Cap. 289)

  • Life policies
    Advising others by issuing or promulgating research analyses or research reports, whether in electronic, print or other form, concerning the following investment products
  • Life policies
    Arranging of any contract of insurance in respect of life policies, other than a contract of reinsurance

Exempt Insurance Broker: No
Status: Active

UNITED STATES OF AMERICA

National Association of Insurance Commissioners (NAIC)
Registration No.: 1883107 (MA)
Name of Company: Charles Monat Associates LLC
Company No.: 1023238
Address (registered) : 191 Union Street, Holden, MA, 01520 United States
Managing Director: ADAMS Stephanie
Company category: Insurance Broker (Producer) License
Status: Active

Financial Industry Regulatory Authority (FINRA)
Registration. No: 37157
Name of Broker Dealer: The Leader’s Group Inc.
Address (registered): 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120-4475, United States

Registration No.: 5673080
Name of Broker Dealer: ADAMS Stephanie (through The Leader’s Group Inc.)
Address (registered): 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120-4475, United States
Status: Active

列支敦士登

Financial Market Authority (FMA)
Registration No.: 10101
Name of Company: Charles Monat Associates AG
Company No.: FL-0002.511.251-6
Address: Landstrasse 123, 9495 Triesen, Liechtenstein
Responsible Officer: GUÉLAT Yves
Company category: Insurance Broker License
Line Of Business Permitted: Life Insurance, Unit-Linked/fund-Linked Life Insurance, Protection Life Insurance
Status: Active

SWITZERLAND

Registration No.: NA
Name of Company: Charles Monat Associates AG
Company No.: CHE-469.487.855
Address (registered): Bleicherweg 10, 8002 Zürich, Switzerland
Responsible Officer: GUÉLAT Yves
Status: Active

LABUAN (MALAYSIA)

Labuan Financial Services Authority Federal Territory of Labuan Malaysia – (LFSA)
Lembaga Perkhidmatan Kewangan Labuan

Registration No.: BS2019128
Name of Company: Charles Monat Associates Limited
Company No.: LL15206
Address (registered): Brumby Centre, Lot 42, Jalan Muhibbah, 87000 Labuan F.T., Malaysia
Principal officer: KOH Nikki
Licensed business: Labuan insurance broking business as defined under section 101 of the Labuan Financial Services and Securities Act 2010
Status: Active

DUBAI INTERNATIONAL FINANCIAL CENTRE

Dubai Financial Services Authority (Regulated by the DFSA)
Registration No.: F005417
Name of Company: Charles Monat Associates Limited
Company No. (commercial license).: CL3197
Address: Unit GD-PB-05-06-OF-03, Level 6, Gate District Precinct Building 05, Dubai International Financial Centre, Dubai, 507269, United Arab Emirates
SEO: CHOPRA Rahul
Licensed business: Advising on Financial Products and Arranging Deals in Investments
Status: Active