PENGHURAIAN PERNIAGAAN

HONG KONG

 

HKCIB

Membership No.: 0144

Name of Company: Charles Monat Associates Ltd

Company No.: 80034

Address: 12/F, St George's Building, 2 Ice House Street, Hong Kong

CE Name: LI Sin Fun Sylvania

Line Of Business Permitted: General Insurance,Long Term (including linked long term) Insurance

Status: Active

 

MPFA

MPF Registration No.: IC000199

Name of Company: Charles Monat Associates Ltd

Company No.: 80034

Address: Suite 106, St George's Building, 2 Ice House Street, Hong Kong

Frontline Regulator: Insurance Authority

Status: Active
 

HKFI

Registration. No. 95902896

Name of Company: Charles Monat Agency Ltd

Company No.: 516122

Address: 12/F, St George's Building, 2 Ice House Street, Hong Kong

Responsible OfficerCHAI Sze Man

Status: Active
                                                                                                                 

SINGAPORE

 

MAS

License No.: FA100019-4

Name of Company: Charles Monat Associates Pte Ltd

Company No.: 200405282G

Address: 80 Raffles Place, UOB Plaza 1#26-01/02, Singapore 048624

CEO Name: WONG Martin

Company category: Financial Adviser's Licence Holder (not exempt, not an exempt insurance broker)Regulated Activities:                                                                         

Advising others, either directly or through publications or writings, and whether in electronic, print or other form, concerning the following investment products, other than (i) in the manner specified in paragraph 2 of the Second Schedule to the Financial Advisers Act (Cap. 110); or (ii) advising on corporate finance within the meaning of the Securities and Futures Act (Cap. 289)

 

-  Life policies

Advising others by issuing or promulgating research analyses or research reports, whether in electronic, print or other form, concerning the following investment products

 

-  Life policies                                         

Arranging of any contract of insurance in respect of life policies

Exempt Insurance Broker: No

Status: Active

UNITED STATES OF AMERICA

 

NAIC

Registration No.: 1883107 (MA)

Name of Company: Charles Monat Associates LLC

Company No.: 1023238

Address (registered) : 191 Union Street, Holden, MA, 01520 United States

Responsible Officer: ADAMS Stephanie

Company category: Insurance Broker (Producer) License

Status: Active

FINRA

Registration. No: 37157

Name of Broker Dealer: The Leader’s Group Inc.

Address (registered): 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120-4475, United States

 

Registration No.: 5673080

Name of Broker Dealer: ADAMS Stephanie (through The Leader’s Group Inc.)

Address (registered): 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120-4475, United States

Status: Active

 

LIECHTENSTEIN

 

FMA

Registration No.: 10101

Name of Company: Charles Monat Associates AG

Company No.: FL-0002.511.251-6

Address: Landstrasse 123, 9495 Triesen, Liechtenstein

Responsible Officer: GUÉLAT Yves

Company category: Insurance Broker License

Line Of Business Permitted: Life Insurance, Unit-Linked/fund-Linked Life Insurance, Protection Life Insurance

Status: Active

SWITZERLAND

 

Registration No.: NA

Name of Company:  Charles Monat Associates AG

Company No.: CHE-469.487.855

Address (registered): Bleicherweg 10, 8002 Zürich, Switzerland

Responsible Officer: GUÉLAT Yves

Charles Monat © 2019 Hak Cipta Terpelihara